--> Processing Manual -->
Appendix A. Other Information

- A. Abbreviations
      - 1. BRBL Staff Initials
      - 2. Descriptive Abbreviations
- B. Basic Processing Methods (Cheat Sheet)
- C. Calendars
      - 1. Perpetual Calendar
      - 2. Ecclesiastical Calendar
- D. The Creative Process
- E. Folder Description Guidelines (Cheat Sheet)
- F. Language Skills of Current Staff
- G. Linear Footage Calculator
- H. Processing Checklist
- I. Processing Estimates
      - 1. General Notes
      - 2. Collection Size
      - 3. Rates
      - 4. Factors to Consider
      - 5. Table of Estimated Processing Times
- J. Stamps
      - 1. Fragile Material
      - 2. Other Form Available
      - 3. Ownership/Duplication Restrictions
      - 4. Special Purpose
- K. Survey Checklists
      - 1. General Collection of Modern Books and Manuscripts

      - 2. James Marshall and Marie-Louise Osborn Collection

      - 3. Yale Collection of American Literature

      - 4. Yale Collection of German Literature

      - 5. Yale Collection of Western Americana


A. ABBREVIATIONS

A.1. BRBL Staff Initials

Current BRBL Staff



CS                      Christa Sammons
DJD                     Diane Ducharme
DMS                     Diana Smith
ERC                     Ellen Cordes
GAM                     George Miles
KER                     Katy Rawdon
KS                      Karen Spicher
MBS                     Miriam Spectre
NLB                     Nicole Bouché
PAR                     Philip Rinehart
PW                      Patricia Willis
RB                      Robert Babcock
RWF                     Ralph Franklin
sb                      Susan Brady
SP                      Stephen Parks
SR                      Suzanne Rutter
TE                      Tina Evans
TGY                     Timothy Young
VAG                     Vincent Giroud
VG                      Vincent Giroud



Former Manuscript Unit Staff



EAB                     Liz Bolton
EZD                     Ellen Z. Danforth
HL                      Helena Lobay (Slavic language collections)
HLH                     Heather L. Holman
KP                      Karen Pelletier
LB                      Liz Bolton
MSC                     Maria Stella Cecchi
SB                      Susie Bock
SM                      Sandra Markham
TMW                     T. Michael Womack
WKF                     William K. Finley



Former Curators/Unit Heads



AH                      Archibald Hanna (WA)
DCG                     Donald Gallup (YCAL)
DG                      Donald Gallup (YCAL)
DS                      David Schoonover (YCAL)
KN                      Ken Nesheim
LM                      Louis Martz
MGW                     Marjorie G. Wynne (GEN)
MW                      Marjorie G. Wynne (GEN)
PM                      Pat Middleton (former Public Services Librarian)
BPS                     Bruce P. Stark (former Manuscript Unit Head)



Other Former Staff



DC                      Dolores Colon (TS) 
MED                     Maria E. DiRosa (TS)
RP                      Regan Parker (TS)
SRS                     Stephen R. Shutt


Other BRBL "Affiliates" 



FAP                     Frederick A. Pottle (Boswell)
FB                      Frank Brady (Boswell)
JMO                     James Marshall Osborn
MdeR                    Mary de Rachewiltz (Pound)
MP                      Marion Pottle (Boswell)
PC                      Phyllis Cohen (Pound)
A.2. Descriptive Abbreviations

We do not currently use all of the following abbreviations in processing, but they may be encountered in older records. Those that are currently used are coded in red. For further information about current usage of the terms "holograph" and "autograph" see Composing Folder Descriptions.
L letter An unsigned letter in the hand of a clerk or person other than the author.
LS letter signed

A letter in the hand of a person other than the author, but signed by the author.

AL autograph letter A letter in the hand of the author, but not signed
ALS autograph letter signed A letter in the hand of and signed by the author.
TL typed letter Any mechanically reproduced letter, such as mimeograph, offset, ditto, or diazo. Printed letters would more logically be cataloged as broadsides. Include here letters signed with rubber stamp, mimeograph, or any other artificial means of reproducing the author's signature.
TLS  typed letter signed A typed letter signed by the author
document  Any paper of legal or official nature such as an indenture, deed, certificate, receipt, etc. Include here printed documents of the type described above with manuscript additions. Also include documents signed by a clerk or other person in the name of the author.
DS  document signed A document written by another person, but signed by the author.
AD autograph document A document written by the author, but not signed.
ADS  autograph document signed  A document written and signed by the author.
TD  typed document  Typed or other mechanically reproduced (except printed) document.
TDS  typed document signed Typed document signed by the author.
MS  manuscript Unsigned manuscript, nonlegal or nonofficial, in hand of a person other than the author. (Older records may have the variant Ms.)
AM  autograph manuscript Nonlegal or nonofficial papers such as speeches, biographical sketches, sermons, reminiscences, writings, and other items of a generally narrative nature, in the hand of the author but unsigned.
AMS  autograph manuscript signed Manuscript in the hand of and signed by the author. (Older records may have the variant AMsS.)
TMs typed manuscript Typed manuscript not signed by the author.
TMsS  typed manuscript signed  Typed manuscript signed by the author.
card Postcard, picture postcard, or greeting card.
AC  autograph card Unsigned handwritten card or message on a printed greeting card.
ACS autograph card signed Any card with a handwritten message by the author and signed.
TC  typed card An unsigned typed postcard or printed greeting card.
TCS typed card signed Entire card, or a message, typed and signed by the author.
AN  autograph note  Any unsigned fragment. This designation is rarely used, and then only to identify a manuscript in the hand of a famous person.
ANS  autograph note signed A line or two, at most a page, or any fragment that could not be classified as AMsS, such as signed memorandum.
TN typed note Any unsigned typescript fragment
TNS typed note signed A signed typescript fragment
 

B. BASIC PROCESSING METHODS (CHEAT SHEET)

Use sorting folders if desired.

Use new, clean legal folders and legal boxes of uniform style for all final housing.

While processing, write only brief labels in one corner of the folder (one or two words in pencil).

Begin each series with a new box.

Make preservation photocopies of fragile originals onto acid-free bond using mylar overlay.

Remove hardware (paper clips, staples, rubber bands, string, etc.); replace with acid-free bond paper folded into "envelopes" to maintain separate identity of material when in folder with other items. If the sequencing of multiple leaves is particularly problematic, paginate them using a soft pencil, marking the number in brackets in the upper righthand corner of the page.

For individual paper leaves, use mylar processing folders for temporary storage of fragile items destined for Constu; use mylar L-velopes (closed on two sides) for items not destined for treatment, which need some additional protection.

Put photographs in mylar; flag negatives for eventual transfer to refrigerator.

Remove material from original wrappers, binders, etc., wherever possible; retain any with original or provenance markings on them, at least for the present. Some wrappers may have artifactual or association value and will be retained, if only for exhibition purposes.

In each folder, put the envelope in front of the letter to which it belongs. Put envelopes without letters at the end of the folder or sequence of folders.

Flatten whatever folded items you can safely; flag others for humidification and flattening in the Conservation Studio.

Flag or set aside anything to be routed to the Conservation Studio (mending, boxing, tape removal, encapsulation). Consult the curator, Manuscript Unit Head, and/or the conservator, as necessary, to determine appropriate treatments. Materials, once identified, should be sent for treatment asap so that they stand a reasonable chance of being returned before all other work on the collection has been completed.

If you supply a date, mark the date (using pencil) in brackets in the upper righthand corner of the page in this format: [1988 May 6]

If there are more than three letters for an individual, give the individual a separate folder (i.e., don't put the letters in a "letter" general file); if the individual's name is in the authority file, always give that individual a separate folder, even if the letter is unimportant.

C. CALENDARS

C.1. Perpetual Calendar

Site 1
Site 2

C.2. Ecclesiastical Calendar

Site 1

D. THE CREATIVE PROCESS

The following arrangement approximates the stages of various materials generated in the process of creative writing, usually aimed at and culminating in publication.

1. The Preliminary Creative Process

Outlines
Prospectuses
Background materials

(includes: clippings, audiotapes, transcripts of interviews, printed items, list of characters and scenes, etc.)
Research notes
(includes: notebooks, notecards, library call slips, etc.)
Preliminary studies and sketches
Drafts
(These may be ordered according to the author's annotations [even if all drafts are not extant], or artificially in cases that require differentiation between drafts, using: first draft, second draft, etc.; early draft, later draft; draft A, B, C, etc.; draft I, II, III, etc.)
The following descriptions are used principally to distinguish the physical characteristics of drafts, but have come to be used as complete descriptions in themselves. (e.g., if a single version of a poem exists, it is not necessary to distinguish it as "Name, draft, holograph"; it is sufficient to use "Name, holograph.")
Occasionally, drafts combine two or more of these descriptors e.g., Holograph and typescript, corrected
Holograph
Holograph, corrected
Typescript
Typescript, corrected
Typescript carbon
Typescript carbon, corrected
Typescript (photocopy)
Typescript (photocopy), corrected
Typescript mimeograph
Typescript mimeograph, corrected
Printouts from digital files (diskettes containing the files can be listed separately, if kept with collection)
Printouts from digital files, corrected
Draft fragments
Excisions/Deletions
Additions/Lists of corrections

2. Refinement and Submission to Publisher

Rejection notices
Acceptance notices
Reader's reports
Drafts

In the stage of refining a draft for publication, the same categories as defined above exist, with the introduction of new types of drafts corrected per editorial or typesetting input, thus:
Holograph, corrected, with editor's annotations (and/or proofreaders' marks and/or printer's annotations)
Typescript, corrected, with editor's annotations (and/or proofreaders' marks and/or printer's annotations)
Typescript carbon, corrected, with editor's annotations (and/or proofreaders' marks and/or printer's annotations)
Typescript (photocopy), corrected, with editor's annotations (and/or proofreaders' marks and/or printer's annotations)
Typescript mimeograph, corrected, with editor's annotations (and/or proofreaders' marks and/or printer's annotations)
Excisions/Deletions
Additions/Lists of corrections
(Previously published version used for new setting)
Setting copy
Galley proofs, copy 1, 2, 3, etc.
Galley proofs, corrected, copy 1, 2, 3, etc.
Galley proofs, corrected, with printer's annotations, copy 1, 2, 3, etc.
Paste-ups
Mechanicals, blues, repros, etc.
Page proofs, copy 1, 2, 3, etc.
Page proofs, corrected, copy 1, 2, 3, etc.
Page proofs, corrected, with printer's annotations, copy 1, 2, 3, etc.
Page proofs, bound, copy 1, 2, 3, etc.
Page proofs, bound, corrected, copy 1, 2, 3, etc.
Page proofs, bound, corrected, with printer's annotations, copy 1, 2, 3, etc.
Abstracts
Synopses

For shorter works, including essays, short stories, articles, monographs, festschrifts, pamphlets, brochures, etc., the following categories apply:
Offprints
Tear sheets
Printed version

3. Publication and After

Published book or first printing
Annotated, copy 1, 2, 3, etc.
Inscribed, copy 1, 2, 3, etc.
Corrected for second edition, copy 1, 2, 3, etc.
Serialized version
Printout or digitally published version

4. Physically Related Publication Materials

Graphics (including photographs, illustrations, drawings, prints, maps, charts, graphs, book cover designs, etc.)
Book covers
Dust jackets
Advertisements (including publisher's prospecti, subscription forms, inserts, handbills, flyers, posters, etc.)
Playbills
Programs

5. Conceptually Related Materials

Press releases and other publicity material
Book reviews
Performance notices
Performance reviews
Photographs (stills)
Best-seller lists
Awards
Study outlines
Legal records
Contracts (including permission to produce, translate, etc.)
Copyright materials
Business records
Author's fees
Production fees
Royalties
Business correspondence with author(s), editor(s), publisher(s), etc.
Fan mail
Comment cards
Commentaries

6. Adaptations and derivative works

Translations

(NOTE: These are translations of the author's work into another language. Works by other parties that are translated BY the author are treated as separate works.)
Drafts
Translator's note
Dramatizations (for radio, television, stage and film)
(NOTE: Often, a dramatization is an almost completely new work and may be treated as a separate entity.)
Scripts
Drafts
Performance reviews
Sound recordings
Photographs (stills)
Video recordings
E. FOLDER DESCRIPTION GUIDELINES (CHEAT SHEET)

Be consistent and clear.

Capitalize the first letter of each folder description.

Do not abbreviate such words as correspondence, memoranda, etc.

Underline titles of printed works and place titles of speeches, articles, or short poems in quotes.

Write dates in this order: year month day

Abbreviate the months as follows:
Jan  Feb  Mar  Apr  May  Jun
Jul Aug  Sep  Oct  Nov Dec
Provide folder descriptions with the date, if possible. If not possible, then indicate that the material in the folder is undated by using the following abbreviation: n.d.

Remember that the date for each folder is the date of the actual item, not the date of publication.

Do not use "etc." in folder descriptions.

F. LANGUAGE SKILLS OF CURRENT STAFF

* = individual has particular strength in this language

French

Vincent *
Nicole *
Diana
Diane
Karen
Katy
Miriam
Susan
Tim
German
Christa *
E. C.
Karen
Philip
Tim
Greek
Bob *
Diana
Miriam
Hebrew
Miriam
Italian
Bob
Diane
Latin
Diane *
Bob *
Diana
E. C.
Miriam
Portuguese
Vincent
Russian
Vincent
Spanish
Nicole *
Diana
Diane
Susan
Tim
G. LINEAR FOOTAGE CALCULATOR

H. PROCESSING CHECKLIST

I. PROCESSING ESTIMATES

I.1. General Notes

One of the most difficult tasks archivists face is that of accurately estimating how long it should take to process, arrange, and describe collections of personal papers. The following guidelines may be helpful in making such determinations.

I.2. Collection Size

The containers need to be opened and examined to get an idea of collection size. Record storage boxes or Paige boxes hold 12" of papers if materials stored are legal size, and 15" of papers if materials stored are letter size. The normal Hollinger box holds 5" of papers and a "half Hollinger" box contains 2.5" of papers. Typical file drawers are 30" deep, as are many transfile cartons.

Check to see how materials are stored in the containers. Boxes may be filled with packets of letters still enclosed in their original envelopes, or groups of folded lectures or sermons, or piles of diaries or daybooks. As these papers are unfolded and properly foldered, they will double or triple in size.

Oversize material found in a preliminary survey should also be included in size estimates. Typical oversize boxes are 17" x 11", 20" x 16", and 24" x 20." (See the section on oversize material in Chapter VII.)

Acid-free folders likewise take up space. A case of 500 folders adds 10" to a collection, but since most foldering adds only a small percentage to the extent of a collection, it is generally not worth considering in the estimates of linear footage. If, however, letters are individually foldered (a policy that is not recommended except in unusual circumstances), then the number of folders used should be considered in making size estimates.

I.3. Rates

Processing rates vary a great deal from collection to collection. The following guidelines have been found to be both useful and reliable. It must be noted, however, that processing estimates are derived from preliminary examinations of collections of papers. It is always possible, therefore, that complications will be found during processing that were not anticipated at the time of the survey.

In determining processing rates, all time is considered equal. (Not all processing requires the expertise of trained archivists, so efficiencies can be achieved by matching tasks to levels of skill and expertise of available staff.) Some tasks should only be undertaken by trained archivists, while other tasks like stamping, sorting, preservation photocopying, inputting, numbering, and some listing can be done by clerical assistants, students, interns, or volunteers. The greater the expertise of support staff, the wider the range of duties that can be assigned to them.

These rates include all processing time, from preliminary survey through and including inputting and correcting registers. In addition, all collections are considered equal, although small collections smaller than 3 linear feet will usually take longer to complete than the projected time and larger collections of 20 or more feet will usually take less time because of economies of scale.

Processing Rate A (40 hours per linear ft.)
Used for collections that have to be described at the item or virtually at the item level, like autograph collections.

Processing Rate B (30 hours per linear ft.)
Used for collections that have little or no arrangement and order. Different kinds of materials are mixed together, correspondence is unsorted or stored in original envelopes, some papers and correspondents are unidentified, and extensive preservation work may be required.

Processing Rate C (20 hours per linear ft.)
Used for collections that have an average number of problems. Papers may have some order and sections of the collection may be properly sorted, although significant portions will have to be arranged and a good deal of interfiling work will have to be done. Most collections can be processed at this rate.

Processing Rate D (10 hours per linear ft.)
Used for collections that have no significant organizational problems. A minimum amount of interfiling and reorganization is needed. The major portion of staff time will be expended on the basic work required for all collections: reboxing, refoldering, listing, and describing the contents of the papers. Records of organizations and collections that consist primarily of manuscripts of published works often fall into the D category.

I.4. Factors to Consider

  1. Language and/or difficulty in deciphering handwriting
  2. An excessive amount of preservation work
A preliminary analysis of a collection may indicate that the degree of processing difficulty may fall between two categories. Thus:

Processing rate A/B (35 hours per linear ft.)
Processing rate B/C (25 hours per linear ft.)
Processing rate C/D (15 hours per linear ft.)

Total processing time is determined by multiplying the estimated linear footage by the processing rate.

4.5 linear ft. x 20 hours per ft. = 90 hours

I.5. Table of Estimated Processing Times

The following memo is included for comparative purposes.

This is in response to the requests for processing times that were determined at the Library of Virginia, Archives and Records Division, for a September 1990 inventory project.

Type and Date Range of Record Per Cubic Foot

Full processing (includes flat-filing, arrangement, description, foldering, and boxing)
Pre-1800 Personal Papers 9 days
Pre-1900 Personal Papers 5.5 days
Post-1900 Personal Papers 3.5 days
Pre-1800 State Government  4.25 days
Pre-1900 State Government  2.75 days
Post-1900 State Government  1.1 days
Pre-1800 Business  4.25 days
Pre-1900 Business  2.75 days
Post-1900 Business  1.25 days
Pre-1800 Local Government 7 days
Pre-1900 Local Government  4.5 days
Post-1900 Local Government  2.25 days
Pre-1800 Mixed types  8.5 days
Pre-1900 Mixed types  5.5 days
Post-1900 Mixed types  3.25 days
Reboxing only (includes labeling) 6 minutes

Refoldering only
Per folder 2 minutes
Per box  .5 to 6 hours*
*In collection where materials need refoldering, do sample on two boxes for average number of folders and use two minutes per folder.

These figures were based on trial runs and using the Lynches article in The Midwestern Archivist, Vol. 7, No. 1, 1982.
L. H. Hart III, The Library of Virginia.

J. STAMPS

J.1. Fragile Material

"FRAGILE - RESTRICTED
FOR PERMISSION TO USE,
CONSULT THE APPROPRIATE
CURATOR"

For material that has been classed as Restricted Fragile and cannot be used without the curator's permission. Also for material that is in immediate danger of harm if used and has been (or should be) withdrawn from use until treated by the Conservation Studio. (This corresponds to Priority 1 in the MSCONSP database.)

Hollinger boxes are stamped on the outside, centered at the bottom of the upper flap. CMI boxes are stamped on the spine, centered above the label if there is room; otherwise, they are stamped on the front of the box in the lower lefthand corner. Folders are stamped on the middle edge of the lower flap.

"FRAGILE
HANDLE WITH CARE"

For items not otherwise classed as Restricted Fragile but that might be damaged if not handled properly and should be treated by the Conservation Studio. (This corresponds to Priority 3 in the MSCONSP database.)

Folders are stamped on the middle edge of the lower flap. Hollinger boxes are stamped on the outside, centered at the bottom of the upper flap. CMI boxes are stamped on the spine, centered above the label if there is room; otherwise, they are stamped on the front of the box in the lower lefthand corner.

"USE MICROFILM
INSTEAD OF ORIGINALS"

On rare occasions, a curator may decide that an original item may not be seen, and that the microfilm version must be used instead. This should not be confused with the majority of cases, in which a microfilm version is available for duplication (instead of photocoying), but researchers are allowed to use the originals.

When an entire box has been microfilmed, the box is stamped on the outside, centered at the bottom of the upper flap. When isolated folders in a box have been microfilmed, each folder is stamped on the upper lefthand corner of the lower flap, and the film number is penciled next to the stamp.

J.2. Other Form Available

"MICROFILM AVAILABLE
DO NOT PHOTOCOPY"

For material that has been microfilmed and should be duplicated from the microfilm, not from the original. However, researchers are allowed to use the originals.

When an entire box has been microfilmed, the box is stamped on the outside, centered at the bottom of the upper flap. When isolated folders in a box have been microfilmed, each folder is stamped on the upper lefthand corner of the lower flap, and the film number is penciled next to the stamp.

J.3. Ownership/Duplication Restrictions

"RESTRICTED"

For material that has been classed as Restricted Papers (but not Restricted Fragile Papers). The curator should be consulted for further information.

"FOR REFERENCE USE ONLY
FOR REPRODUCTION CONTACT THE
OWNER OF THE ORIGINAL DOCUMENT"

For material that is housed by the Beinecke Library for reference purposes but not owned by the library. It cannot be duplicated without permission from the owner. Each document is stamped on the front, anywhere that there is room (preferably at the top center) so that text is not obscured. If there is no room on the front, the document is stamped on the center back, and the front is stamped (preferably at the top center) with a "DO NOT PHOTOCOPY" stamp.

"DO NOT PHOTOCOPY"

See stamp labeled "FOR REFERENCE USE ONLY..."

J.4. Special Purpose (Usually Customized to a Specific Collection)

"STIEGLITZ/O'KEEFFE ARCHIVE,
BEINECKE LIBRARY/YALE UNIVERSITY
FOR REFERENCE USE ONLY
DO NOT DUPLICATE"

For material that is housed by the Beinecke Library for reference purposes but not owned by the library. It cannot be duplicated without permission from the owner.



Comments: Karen Spicher,
Copyright 1997. Beinecke Rare Book and Manuscript Library
All rights reserved.